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Project details

Measuring Preferences Regarding Equity and Variations in Health
Award No. L128251050

Contact:
Professor Peter Smith
Department of Economics and Related Studies
University of York
York YO1 5DD
Tel: +44 (0)1904 433779
Fax: +44 (0)1904 433759
Click to email

Principal Researchers:
Professor Peter Smith
Dr Roger Burrows
Dr Paul Dolan
Ms Rebecca Shaw
Professor Alan Williams


Duration of Research:
March 1999 - August 2001

Research areas: Community perspectives; Policy influences
Project Plan Project Summary

Background return to top
The concept of equity - or fairness - is central to the organisation of most systems of health care. In particular, the National Health Service gives the pursuit of equity a central role. There is a widespread belief that if equity objectives are ignored the NHS will lose the widespread support of citizens that is necessary for any service funded out of general taxation.

One important equity objective is the reduction of inequalities in health, the existence of which has been well-documented. But how averse is the general public to these inequalities? Does the cause of the inequality make any difference to the attitudes of the general public towards them? Should ill-health caused by lifestyle be afforded the same health care priority as ill-health beyond the control of the individual? To what extent should equity objectives be weighted in relation to efficiency considerations when setting priorities for reducing variations in health?

Aims and Objectives
In spite of the central role of equity considerations within the NHS, there exists surprisingly little analysis of the concept, let alone relevant empirical evidence. The purpose of this research is to move towards correcting this lacuna. The objectives of the research are to:

  • identify what ordinary citizens interpret as 'fairness' in relation to health and health care;
  • examine the relative importance placed by citizens on different forms of equity, and the extent to which they are prepared to trade off efficiency against equity in the distribution of health care resources;
  • present the results in a form which helps policy makers determine the weight to place on equity considerations vis-a-vis concerns for efficiency when designing policies to address inequalities in health;
  • furnish health authorities and other policy makers with the means to ask citizens meaningful questions in relation to equity.

Study Design
The study is organised in five stages. Concepts of equity will be examined, and methods developed to explore the views of the public in relation to these concepts. We will first seek the views of 36 citizens through a set of one-to-one semi-structured interviews and focus groups. The study team will then use the findings to develop more formal preference elicitation instruments, in the form of one-to-one interviews with about 150 citizens, and a postal survey of a representative sample of 2,000 individuals. Both quantitative and qualitative methods will be used to analyse the data from this stage. The study will identify the most important themes concerning equity which emerge and disseminate the results to both academic and policy audiences. The intention is to recommend to policy makers how they might formulate more focused equity objectives than hitherto.

Policy Implications
To date, most health care policies have been framed on the basis of efficiency criteria. This study is pioneering in the sense that it is seeking to develop an operationally useful approach towards incorporating equity considerations into policy decisions at both a national and a local level.

In doing so, it will shift the focus of discussion from the "expert opinions" of ethicists and philosophers to public opinion about fairness in the NHS. It will also enable the body of research evidence to move on from investigating the existence and correlates of health inequalities, and proceed to the systematic investigation of the relative importance attached to them by the general public.
By developing a more reliable means of eliciting public preferences about fairness and by generating empirical data of a kind that have not previously existed, we shall:

  • offer policy makers better methods for eliciting the views of their own populations (and comparative data on how they compare with our study sample);
  • provide empirical data which can be used in priority-setting and thereby ensure that equity objectives get their due weight alongside efficiency objectives.

Project Summaryreturn to top
The NHS aims to allocate resources for health care on the basis of securing equal opportunity of access for equal need. This principle is now under review, with ministers seeking to ensure that the allocation formula includes an element which contributes to reducing avoidable health inequalities. However, targeting resources at reducing health inequalities may mean diverting resources from other potentially beneficial activities and may only be achievable at the expense of some reduction in the total health improvement achieved by the NHS.

Little is known about public perceptions of health inequalities and their targeting through the allocation of NHS resources. This project begins to address this gap in the evidence-base of health policy. The study explored how the public views the concept of health equity and the extent to which people are prepared to sacrifice the maximization of health gain in order to secure some reduction in health inequalities. It sought the views of citizens through a series of focus groups and semi-structured interviews (n=33), a set of one-to-one interviews (n=130) and a postal questionnaire (n=833). In addition, a parallel national survey has been undertaken in Spain (n = 1,200).

Key findings

  • In the focus groups and semi-structured interviews, information on health inequalities was familiar to the majority. However, respondents expressed surprise at the magnitude of the differences in health between the social classes. The concept of fairness was well-understood, enabling a more formal means of eliciting preferences to be developed.
  • Evidence from the focus groups and semi-structured interviews indicate that people are willing to give differential priority to groups with different characteristics (such as age, family responsibilities and the extent to which people are 'responsible' for their illness).
  • Evidence from the interview-based and postal questionnaires demonstrate that citizens can make meaningful responses to questions about equity and can indicate the relative strength of their preferences for reducing different kinds of health equity. These preferences, and their associated trade-offs, can be measured and quantified.
  • Evidence from the interviews and postal survey indicate that the majority of people are willing to target considerable NHS resources at the reduction of health inequalities.
  • The variation in public views is nevertheless considerable. For any given health inequality, at least 40% of the population is not persuaded that traditional NHS activity should be sacrificed in order to address the inequality.
  • Willingness to tackle a health inequality varies depending on how it is described. For example, a majority of respondents are unwilling to target NHS resources at an inequality defined by smoking status or gender. This suggests that the general public's response to health inequality policy may be highly dependent on how the policy is presented.
  • In the interviews and postal survey, there were no significant differences in attitudes to tackling health inequalities across different socio-economic groups or between men and women. For example, those with educational qualifications were no less willing to see health care resources targeted at social class V than those without qualifications, and women were no less willing to extend the lives of men than were men themselves.
  • The study has resulted in the development of a new research instrument to measure perceptions of equity. This instrument enables people to indicate their strength of preference for different forms of reduction in health inequalities (e.g. average life expectancy at birth and limiting long-term illness), across different population groups (i.e. socio-economic status, sex and smoking status). The instrument, used successfully in the interviews and postal questionnaire, provides an important resource for policy makers in the UK. It also has scope for use in other countries (the project team has established contacts with Denmark, Northern Ireland, Spain, Sweden, and the US).
return to top

Newsletter articles:
How much do people care about health inequalities?
Briefing paper:
How much does the public care about health inequalities?

 

 
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