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Findings - Special Themes
ESOL
[NB: This text was written for an article entitled “ESOL Policy
and Change” by Mary Hamilton and Yvonne Hillier to be published
in the NATECLA Journal Language Issues 2007.]
Britain has always had non-indigenous bi-lingual speakers of English
(e.g. see Visram, 2002) Patterns of immigration have been tied to Britain’s
historical role as a colonialist power and to more general events in international
politics. However, discussions about the language needs of these groups
have been framed by strong opinions about national identity and the English
language. It is clear from the historical record that ESOL, like adult
literacy and numeracy, has received uneven and often unhelpful attention
from government. The lobbying of what Andrea Yeatman calls “policy
activists” at key moments has been extremely important (Yeatman
1998). Analysing the role of different agencies and activists contributes
to our understanding about how change can happen in a field of social
policy in the UK, with or without the intervention of central governments.
This article focuses on the factors affecting the development of ESOL
as a field of policy and practice over the last 40 years. It sets the
Skills for Life policy, which currently funds much ESOL provision, in
a longer-term perspective and makes comparisons with the fields of adult
literacy and numeracy with which ESOL is now closely linked. Rosenberg,
forthcoming) provides a detailed examination of the history of ESOL and
we offer here a more general analysis, based on a research project Changing
Faces that tracked adult literacy, numeracy and ESOL from the early 1970s
through to the advent of Skills for Life. The research comprised oral
history interviews with many of the main players as well as collecting
documentary evidence of policy and practice (Hamilton and Hillier, 2006).
This material is now archived for future access by researchers, policy
makers and practitioners (see details at the end of this article on our
website and on-line catalogue).
In our research we drew upon a model of policy analysis which argues
that any area of policy making deals with complex, messy situations which
are often the source of conflict, tension and miscommunication among those
who create and implement policies on a day-to-day basis (see Hajer and
Wagenaar, 2003). ESOL is a prime example of such an issue, where the nature
of what ESOL is, how it is talked about, how it is practised and how it
is affected by other areas of social policy has changed over time and
continues to be a contested site of public policy. In our analysis, we
found five ‘lenses’ through which to view this messiness.
Our first lens, chronology, is an overarching lens, telling the story
of how ESOL originated and how it has changed over time. To extend this
primary view, we have been able to use four other lenses: discourse, agency,
tensions and deliberative space. We set out below our brief history of
ESOL through the lens of chronology and then provide examples of how our
other lenses can add depth to this account.
Chronology: A Timeline of ESOL since the 1960s
The period we cover here (see Table 1) begins in the 1960’s with
the first Immigration Act to allocate funding to local authorities for
the needs of new immigrant communities from commonwealth countries. At
the time, these communities comprised people from the Caribbean and the
Indian subcontinent who had been actively recruited to the labour force
in Britain during the 1950s. The act was also a response to the forced
migration of East African Asians from Uganda in the 1960s. The home office
funding (which came to be known as “Section 11”) was to support
general settlement needs but a large proportion of it was used for English
language training, for both adults and children. Subsequent legislation
re-drew the boundaries of who could qualify for Section 11 funding as
new groups arrived from areas of world conflict: from Latin America and
Vietnam in the 1970s, latterly from Eastern Europe, North Africa and the
Middle East. Section 11 funding continued for 3 decades until 1998 when
it was replaced by the Ethnic Minority Student Achievement Grant in England
administered through the Learning Skills Council.
Like adult literacy and numeracy, ESOL provision was originally staffed
by volunteers and today teachers continue to be in largely part-time,
marginal posts. Short-term, erratic project funding has been the norm
for much of the period we studied, funded by a variety of sources and
centred on local community groups, family learning and workplaces. The
European Union provided much specific project funding over the years,
from its funds for migrants and women and for unemployed adults through
the MSC. As provision became established in further education colleges,
close links with local ethnic minority groups were acknowledged as being
essential to good practice, along with the other state agencies responsible
for settling newcomers, such as housing departments.
As our timeline shows, there have been a variety of influences on ESOL
provision relating to government initiatives and legislation. There have
been ‘key moments’ in this history. For example, in 1992,
the Further and Higher Education Act resulted in literacy, numeracy and
ESOL provision being .classified as vocational courses that qualified
for funded from the Further Education Funding Council. Community-based
funding struggled to keep afloat with much reduced Section 11 funding
through the LEAs (Rosenberg, forthcoming). When ESOL became incorporated
into Skills for Life, staff were required to undertake teaching qualifications
and learners were expected to gain qualifications in language which had
been specified in a national curriculum. As for literacy and numeracy,
this represented a big shift from earlier learner-centred approaches to
curriculum development. ESOL has become, over time, subsumed into a more
generic umbrella of ‘basic skills’ whilst it has preserved
its identity through agreement of discrete standards.
ESOL was not included in the 1975 Right to Read literacy campaign and
for many years, it had no representation at national policy level. In
1984, however, the remit of the Adult Literacy and Basic Skills Unit (ALBSU)
was extended to include ESOL and from then until the present, the fate
of ESOL has been yoked with adult literacy and numeracy within national
policy in England and Wales. ALBSU was unable to improve ESOL provision
much over the next 15 years, but it did publish some reports pointing
out the need for development (see Basic Skills Agency, 1996). It carried
out a survey in 1989 estimating that half a million potential ESOL learners
existed in England and Wales ALBSU, 1989).It managed to get ESOL, along
with Literacy and Numeracy included in the Schedule 2 list of courses
that ensured statutory funding from the FEFC in the 1990s (DfES, 1992).
Agency: How Change has happened in ESOL. A field of social policy is
not fixed but created by the actors who engage with it. In the Changing
Faces project we looked for the actors at international, national, regional
and local levels who have made a difference to ESOL. Many of these overlap
with adult literacy and numeracy but a there are distinctive agents as
well, linked to the worlds of immigration and racial equality, such as
the home office, the immigration service, the Commission for Racial Equality
and local Community Relations Councils.
One of the big differences between Adult literacy and Numeracy, and ESOL
is that though access for particular target groups, such as Asian women,
has been difficult, ESOL has been largely demand-led (See ACACE, 1979,
Appendix 1). Even with the expansion of provision under Skills for Life,
there are long waiting lists for ESOL classes though we are not aware
of organized lobbying actions by ESOL learners.
Many of our interviewees recalled how provision in the 1960s and 70s
was largely developed by local practitioner activists, frequently in people’s
homes or in local adult community settings (as in Ruth Heyman’s
neighbourhood classes begun in London and as documented by Jean Brown
in Leicester (see Brown, 1985). Voluntary organizations and Local Education
Authorities (LEA)s provided funding and provision varied according to
the uneven concentration of ethnic minority populations around the UK
and the vision of local agencies. London, through the Inner London Education
Authority (ILEA), was a leading ESOL provider throughout the period and,
in line with its early commitment to lifelong learning and community education,
supported much innovative practice. At the start, secondary school materials
(SCOPE) developed by a national development organization, the Schools
Council, were adapted for use with adults. Materials and training were
also developed locally, often by practitioners themselves and though project
funding, for example the Home Tuition Kit produced by the CRE (CRE, 1977).
We have mentioned above the rather ineffectual role of ALBSU/BSA in relation
to ESOL. In the absence of effective national government co-ordination
and policy presence two organizations have played especially prominent
activist roles in ESOL. These are NATECLA, The National Association of
Teachers for English and Community Languages to Adults, a membership practitioner
organization founded in 1985 (Rosenberg and Hallgarten, 1985) and the
Language and Literacy unit, now known as LLU+ and originally set up in
1980 by the ILEA with joint co-ordinators for literacy and ESOL work.
NATECLA has played a number of key roles in training teachers, promoting
public awareness, research and policy lobbying. Key moments have included
intervening in professional development and funding changes in the 1990s,
and lobbying for a separate ESOL core curriculum in Skills for Life (DfEE,
2000). The Language and Literacy Unit, (LLU) has been consistently on
the cutting edge of innovative practice, developing materials and teacher
training and actively promoting links between the fields of literacy,
language and numeracy and specific learning difficulties. With the declining
role of the BSA in recent years, NIACE has also been an active presence
in the field (see for example NIACE, 2006)
International players have also been important. ESOL practitioners and
researchers have always had much stronger international links than those
working in literacy and numeracy. Ironically, however, bilingual speakers
were totally invisible in the standard test for English literacy used
in the International Adult Literacy Survey (IALS). The results of the
IALS have been the justification for subsequent basic skills policies
in a number of OECD countries, including Skills for Life. and thus opened
up opportunities for the current funding of ESOL as an aspect of basic
skills (OECD, 1997; Moser 1999).
Discourse: Ways of Talking about ESOL Public discourses frame and stabilise
the ‘problem’ of ESOL. At every point a number of co-existing
discourses can be distinguished, woven through the narratives of documents
and respondents, depending on their position in the field. Some are hidden
and marginalized, whilst others become part of the dominant received wisdom
of the day. A key example is the current characterization of ESOL as a
“basic skill” within Skills for Life is a discourse move that
has had powerful effects in linking ESOL with ALN. Another example is
the fact that, for many years, funding for ESOL came from the Home Office
rather than the Department for Education and Science (DES), with the result
that it was treated as a social "problem" resulting from immigration
rather than primarily as an educational issue. This framing of ESOL as
an immigration issue affected the boundaries of who can be served by it
the politics of public responses to it.
Like adult literacy and numeracy, ESOL has had to establish itself as
a distinctive area of provision. In particular it has had to distinguish
itself from the internationally established field of EFL training, define
its own boundaries and distinctiveness. ESOL has traditionally had a close
relationship with EFL and has struggled to establish itself as a distinct
specialist whilst drawing on the benefits and shared approaches of an
established framework of underlying principles and theories of language
learning and teaching, professional qualifications and international links.
There are still debates about the naming of the field, and it has been
variously referred to ESL/EFL/EAL and ESOL. In some respects, there has
been more stability than change in ESOL policy discourse because of entrenched
public attitudes towards immigration. Within this view, ESOL is seen as
a compensatory education programme to aid the assimilation of immigrant
communities into what is perceived as a traditionally monocultural, monolinguistic
heritage. This has been a very powerful trend in the British Education
System and that is challenged by the alternative discourses of integration,
multi-culturalism and anti-racism. Within the dominant public discourse,
however, bilingual adults and their children are still pathologised and
treated as deficient rather than a resource.
The role of student writing and publishing was a significant innovation
in adult literacy (Mace, 1995) and ESOL, has also promoted student voices
in order to make visible the complexities and diversity of learners’
identities to counteract stereotypes (see for example Wilson, 1978; NEC,
1979 and many local publications).
Funding until the early ‘90s was restricted to immigrant groups
from the new commonwealth and so did not cover many ESOL groups who arguably
had equal or greater language needs (such as those from Eastern Europe
or Vietnamese refugees). LEAs were not encouraged to make provision through
their mainstream education budgets for bilingual learners (Hartley 1992).
The literacy needs of speakers of minority dialects, such as Afro-Caribbean
adults were addressed neither by national ESOL funding nor by mainstream
literacy programmes. This framing also made indigenous bilingual groups
invisible. The Welsh bilingualism policy, for example, and wider issues
about linguistic pluralism are bracketed off from ESOL by this framing.
in contrast, for example, to the Australian Language and Literacy Policy
of the 1980s-90s that deliberately brought such issues together (Lo Bianco
and Wickert, 2001).
Tensions: Enduring Struggles in ESOL – Some key issues involved
in the dynamic of ESOL are constantly debated and never satisfactorily
resolved. The relationship between ESOL and EFL, discussed above, is one
such issue. Our interviews surfaced moments of conflict and stories of
how these tensions have been managed. Sometimes iconic events, people
or publications became a particular focus for these, as for example the
achievement of a core curriculum for ESOL under Skills for Life. A key
tension that ESOL shares with literacy and numeracy is the balance to
be struck between a learner-centred negotiated pedagogy and the more top-down
standardized approach favoured by current policy.
As we have seen above, the way in which ESOL has also been defined as
a basic skill, along with literacy and numeracy (and now ICT) has brought
particular tensions. Specific recurring issues are the way that this positioning
ignores the diversity of ESOL learners’ education backgrounds, especially
those who are highly educated, and the need to insist on pedagogies that
deal with oral as well as written language because of the concerns of
the more powerful field of literacy tend to dominate.
A further tension exists around attitudes to bilingualism, and whether
programmes should teach English only or also mother-tongue languages.
ESOL teachers have to work within a cultural and political climate that
is marked by racism and xenophobic attitudes towards newcomers, a poorly
informed public and the symbolic value of Standard English within debates
about national identity. Within mainstream policy and provision the aim
has only ever been for adults to learn the English language and mother
tongue and bilingual programmes have never officially been sanctioned
and funded.
ESOL teachers face a dilemma that is also familiar to literacy and numeracy
practitioners about the boundaries of their role. Should ESOL be just
concerned with formal language needs, or as sometimes the only sustained
point of contact that learners have with the host community, should programmes
be dealing with the cultural and material settlement issues faced by new
immigrants as well (see NIACE, 2006). This dilemma is made more acute
by government policies of dispersal, first tried with the arrival of the
Vietnamese boat-people in the 1970s and now a policy of the labour administration
since the 1990s. ESOL provision experiences particular tensions because
of the lack of community support and expertise in areas with traditionally
low immigrant populations.
Deliberative space: Who gets heard in debates about ESOL? This section
refers to the opportunities for interested parties, whether policy actors,
learners, managers, practitioners or employers, to contribute in a representative
way to debates forming policy and practice and thereby to assert their
perspective within the policy process. Different policy regimes vary in
how open they are in this respect.
Elsewhere we have argued that ALNE generally has experienced few such
opportunities during its formative years although policy activists at
all levels have constantly sought informal ways to influence the development
of the field sometimes with notable success (See Hamilton and Hillier,
2006). If Adult literacy has been marginal, then ESOL has been even more
so and numeracy most invisible of all. The formal space for contributing
to policy strategy has been extremely limited. However, practitioner driven
organizations like NATECLA and the LLU have been very influential at key
moments in advocating for the field generally, the professional development
of practitioners and for effective policy responses. The history of ESOL
has been marked by energetic, politically astute and theoretically sophisticated
activists, who have been able to draw on international experience and
the more formally and academically rooted world of EFL. In this respect,
adult literacy and numeracy in the UK have a good deal to learn from ESOL.
Achievements to Remember
When a new policy strategy enters there is a tendency for earlier work
to be forgotten, especially where it was not nationally visible or publicly
documented. There are many examples of good practice that can be recovered
from the historical record. The Industrial Language Training Programme
(see Jupp and Hodlin, 1975; Roberts et al, 1992; Roberts, 2005) offered
ESOL training and multi-cultural awareness training to managers and employees
throughout the 1970s and 80s. Started through Section 11 and urban aid
funding to the local authorities in 1974 it was extended through the MSC,
with European money. It was well-informed by principles of applied linguistics,
and took seriously the wider cultural and political issues of racism and
diversity. It promoted not just English lessons, but cross-cultural training
and language awareness for employers and all employees
It remains a major reservoir of knowledge for workplace learning but is
little known by current policy-makers and practitioners.
The mass media have contributed significantly to ESOL across the years.
In 1977, the BBC followed its high profile literacy campaign, On the Move,
with Parosi, aimed at Asian women, and went on to produce other programmes
dealing with both community and workplace language issues (see Shahnaz
and Hamilton, 2005). These included Crosstalk (Gumperz et al 1979), about
workplace communication, in collaboration with the ILTU, Speak for Yourself
and Switch on to English. All included workbooks and handbooks for teachers.
Some well-documented examples of bilingual literacy work were funded
outside of Section 11 funding. Projects on Afro-Caribbean language and
literacy were carried out by the ILEA Language and Literacy unit and by
the LEA in Manchester. These challenged the boundaries of ESOL and brought
issues of language variety to the centre of literacy teaching and learning
to the benefit of both ESOL and literacy work. They have left valuable
archive records (see Craven and Jackson, 1986; Harris, 1979; Schwab and
Stone, 1987 and see also the Kweyol project (Morris and Nwenmely, 1994))
The Sheffield Black Literacy project, supported by the local authority,
was just one exemplary initiative that worked closely with local ethnic
minority communities to develop bilingual programmes and to engage members
of those communities in volunteering and teaching in the programmes (see
Gurnah, 1992; the RaPAL Bulletin Issue 25, Autumn 1994 and Rees et al,
1981). Since mainstream funding never supported bilingual tuition, such
initiatives were usually scattered and short-lived, dependent on one-off
project funding and they are scattered with little visibility across the
historical record.
Embedded approaches in adult ESOL have never been the norm except within
the work of the ILTU. However, these were also trialled in this earlier
period, through projects like the LLUs Linked Skills showing how ESOL
(as well as literacy and numeracy) could be supported within the context
of a range of skills and crafts.
Much good practice and innovation in ESOL was tied to new demands as
new population groups arrived (see, for example, Rosenberg, 1982, reporting
on the Vietnamese project). ESOL practitioners developed flexible responses
and this store of knowledge is an important resource to the field as ESOL
continues to change with new arrivals from Eastern Europe.
Some Conclusions
The history of ESOL over the last 40 years has had an uneasy relationship
with adult literacy and numeracy and the current funding of it under the
umbrella of Skills For Life is just the latest stage of this. Like ALN,
it has had to establish itself as a credible field of practice, to repeatedly
demonstrate the need to policymakers, and to struggle with negative public
stereotypes of learners. Many of the agencies that have supported ESOL,
like the BBC, the National Extension College and the local authorities,
have also played a key role for adult literacy and numeracy.
However, unlike adult literacy, ESOL has never had a national agency
dedicated to promoting its interests and the ALBSU, when it was responsible
for ESOL, had very limited success in improving provision. ESOL was not
mentioned in the 1973 Russell Report on adult education. It was not included
in the Right to Read literacy campaign of the 1970s and neither were bilingual
learners addressed as a distinct group in the recommendations from the
Moser report 25 years later. This was despite an increasingly diverse
multi-lingual population and a long history of demand-led provision for
English teaching.
In the absence of a secure and affirmative policy climate for promoting
ESOL, perhaps the link with literacy and numeracy prevents ghettoisation
and has more benefits than disadvantages, but anomalies abound. The range
of people served by ESOL classes is very different from literacy and numeracy;
their patterns of participation and immediate vocational and community
needs are also different (Schellekens, 2001; KPMG, 2005). The pedagogical
practices, record-keeping and tests of achievement that are appropriate
when teaching oral as well as written language, are also different. Within
Skills for Life, (where ESOL learners make up half of the student population)
this situation has been acknowledged through the development of a separate
curriculum for ESOL, largely the achievement of the NATECLA and other
activists. It has also been documented through the research and development
work of the NRDC (see Barton and Pitt, 2003, Baynham et al 2007; Heathcote
et al, 2003; Pitt 2005; Roberts et al, 2004;). However, national policy
frequently overrides these insights, and current efforts to reduce public
funding for ESOL by requiring key groups of ESOL learners to pay for classes
shows how vulnerable ESOL provision can be when uncoupled from a public
perception of basic need (see Learning Skills Council, 2006).
.
The big drivers of ESOL policy are still public attitudes towards immigration
and government expediency in managing these. Lessons from earlier experiments
with provision get lost over the years and there is constant re-invention
of the wheel. At the same time, each new wave of immigration to the UK
brings new challenges and importantly, new opportunities. There will continue
to be a key role for practitioners and other key activists, including
organizations like NATECLA and the LLU as deliberative spaces for debate,
formulation of new ideas and for monitoring and critiquing government
responses. A sense of history can be a good aid to activists, offering
signposts to effective decisions about how and where to intervene in the
field in the future.
References and Bibliography
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Craven, J. and Jackson,F. (1986) Whose Language? A Teaching Approach
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with learning difficulties and/or disabilities London: NRDC.
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KPMG (2005) Review of English for Speakers of Other Languages. DES
Learning Skills Council (2006) Raising our Game: Annual Statement of Priorities
(19th October)
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Longman.
Rosenberg Sheila (1982)Final report of the Joint Committee for Refugees
from Vietnam tutor training project with an evaluation for the projects
by a former member of HM inspectorate of schools. Home Office
Rosenberg, S. (forthcoming) A critical history of ESOL for adults resident
in the UK 1870–2005. Leicester: NIACE
Rosenberg S., and Hallgarten, K (1985) “The National Association
for Teaching English as a Second Language to Adults (NATESLA): its history
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Language and Literacy Project. Inner London Education Authority, London.
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to Adult Literacy, Numeracy and ESOL Policy in England, 1970-2000 in Herrington,
M. and Kendall, A. (eds) Insights in Research and Practice. Leicester:
NIACE
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Yeatman, A. (ed) (1998) Activism and the Policy Process. Allen and Unwin
Resources:
See ESOL Timeline [currently stored in Themed Timelines - link]
Historical information on UK immigration events and policies:
http://www.nationalarchives.gov.uk/pathways/citizenship/brave_new_world/immigration.htmFor
More about immigration to Britain since the Second World War and during
the previous century, link to Moving Here, [http://www.movinghere.org.uk/]
which focuses on the experiences of the Caribbean, Irish, Jewish and South
Asian communities from the 1840s to the present.
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